Self-regulatory organizations

Results: 6954



#Item
591Stock market / Investment / 73rd United States Congress / United States securities law / Finance / Securities Exchange Act / New York Stock Exchange / Market maker / Regulation NMS / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]March 2, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2015-03-02 17:12:35
592United States Securities and Exchange Commission / Futures exchanges / Finance / Financial system / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Regulation NMS / Stock market / Futures contract / Financial economics / United States securities law / Self-regulatory organizations

July 11, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 11:44:53
593Access network / Financial economics / Financial system / Finance / Financial markets / Market data / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:43:01
594Financial system / Financial regulation / United States securities law / Financial markets / Short selling / Securities Exchange Act / Short / Regulation NMS / Betting in poker / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]February 20, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:16:35
595Finance / United States housing bubble / 73rd United States Congress / United States Securities and Exchange Commission / Credit default swap / Futures contract / Securities Exchange Act / U.S. Securities and Exchange Commission / Derivative / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 11, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:33:08
596Investment / Financial markets / Order / Finance / Securities Exchange Act / Intermarket sweep order / Regulation NMS / New York Stock Exchange / Fixed exchange-rate system / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 18, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disap

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:06:01
597Economy of New York City / NASDAQ / OMX / Philadelphia Stock Exchange / Boston Stock Exchange / New York Stock Exchange / Options Clearing Corporation / Economy of the United States / New York City / Self-regulatory organizations

SR-Phlx[removed]Page 19 of 21 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined;

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:03:06
598United States Securities and Exchange Commission / 73rd United States Congress / United States / Financial economics / Chicago Stock Exchange / Securities Exchange Act / Consolidated Tape Association / Regulation NMS / NASDAQ / Self-regulatory organizations / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change S

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:52:51
599Funds / Financial services / Collective investment schemes / Stock market / Exchange-traded fund / Money market fund / Mutual fund / Asset-backed security / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 20, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the L

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Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:23:08
600Culture of San Diego /  California / San Diego Comic-Con International / Electronic commerce / Comic-Con / PayPal / Film distributor / Technology / Multigenre conventions / Comics conventions / Fandom

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 18, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:21:03
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